SWIFS

SOUTHEASTERN WOMEN IN FINANCIAL SERVICES

A Network of Women Attorneys in Financial Services.

Accomplished Members

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States Represented

SWIFS Established

Our Mission

Southeastern Women in Financial Services (SWIFS), founded in 2016, is a network of women attorneys working in the financial services space, whether directly working within financial institutions or acting as outside legal advisers. Our mission is two-fold:

“The women of SWIFS are advancing their careers while paving the way for tomorrow’s female leaders, and ultimately, changing the face of our industry."”

— Erin Linehan / SWIFS Co-Founder

Events

SWIFS will hold events in Atlanta, Birmingham, Ft. Lauderdale, and Houston with virtual attendance via Zoom.

All are welcome to learn more about SWIFS and the important causes we serve. Learn more about the event, and see the agenda and location information. Register below to let us know that you’re coming.

“I am excited to be working with such an outstanding group of women and look forward to continuing the great work they have been able to accomplish.”

– Alise Johnson, SWIFS Co-Chair

SWIFS Welcomes New Co-Chair, Alise Johnson

Alise Johnson, SWIFS Co-Chair Senior Trial Counsel at U.S. Securities and Exchange Commission

Following an election process by the Board of Directors, SWIFS is proud to announce that Alise Johnson will take over the title of SWIFS Co-Chair.

Alise has been instrumental on the Education Committee since SWIFS was founded in 2016. She was recognized as the 2019 Member Of The Year for her contributions to SWIFS programming. We look forward to continuing to grow under her leadership and vision.

Featured News

Since 2021, the SEC has cracked down on firms failing to retain and supervise off-channel communications (OCC), issuing over $2 billion in fines. But beyond the financial penalties, these violations carry serious risks in investor litigation and regulatory investigations. As OCC issues surface in lawsuits and compliance reviews, firms must navigate complex legal battles, data preservation challenges, and potential reputational damage.

Understanding how to proactively manage OCC can make all the difference—before the SEC or a courtroom gets involved.

Meet Our Team

At SWIFS, our team is our greatest asset. Comprised of dedicated professionals with a passion for excellence, we bring a wealth of expertise and a collaborative spirit to every project. Each member of our team is committed to delivering exceptional service and innovative solutions tailored to your needs. From seasoned industry veterans to dynamic new talents, we work together to drive success and exceed expectations.

Join us on our journey to create impactful, lasting results.

Our Advisory Board

The SWIFS Advisory Board comprises accomplished professionals dedicated to empowering women attorneys in financial services.

They provide strategic guidance, foster leadership and mentorship, and support initiatives that enhance financial education and economic security for women in the Southeast.

Alise Johnson

SWIFS Co-Chair

U.S. Securities and Exchange Commission, Senior Trial Counsel

Katie Austin

Co-Chair of the Outreach Committee

VP, Senior Assistant General Counsel at Raymond James

Alise Johnson

SWIFS Co-Chair

U.S. Securities and Exchange Commission, Senior Trial Counsel

Stefanie Wayco

SWIFS Co-Chair

Duane Morris LLP, Partner

Erin Lineman

Co-founder, Former Co-Chair

Senior Vice President, Supervision – Dispute Resolution and Senior and At Risk Clients

Sara Soto

Secretary

Principal, Bressler, Amery & Ross, P.C.

Kelli Altman

Treasurer

Assistant General Counsel, Citi

Andrea Gordon

Co-Chair, Education Committee

Eversheds Sutherland, Counsel

Katie Wilson

Co-Chair, Education Committee

Bressler, Amery & Ross, P.C., Counsel

Michelle Teevin

Co-Chair, Philanthropy Committee

Empower, Counsel

Elizabeth Moum

Co-Chair, Philanthropy Committee

Greenberg Traurig, LLP, Shareholder

Lia Skelton

Co-Chair, Philanthropy Committee

Raymond James, Director, Senior Counsel

Linda Broocks

Co-Chair, Outreach Committee

Kean Miller, LLP, Partner

Katie Austin

Co-Chair of the Outreach Committee

VP, Senior Assistant General Counsel at Raymond James

Laura Kherkher

Chair, Social Media Committee

Kean Miller, LLP, Associate

Andrea Greene Wells

Co-founder, Former Co-Chair

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